SEC Rule 606 (formerly SEC Rule 11Ac1-6)

Disclosure of Order Routing Practices

To access order routing information for Pershing LLC please click on the below link.

You will be directed to enter our Firm Name; please do so as follows:

Winslow Evans & Crocker Inc (no commas, no periods)

http://www.orderroutingdisclosure.com/orderrouting/HOME

To access order routing information for SS&C Marketlink please click on the below link.

SSCMarketLinkRoutingInformation